Filing Details
- Accession Number:
- 0001144204-13-049867
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-09 18:20:40
- Reporting Period:
- 2013-09-05
- Filing Date:
- 2013-09-09
- Accepted Time:
- 2013-09-09 18:20:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1499912 | Fxcm Inc. | FXCM | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 273268672 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1504929 | Andreas Putz | C/O Fxcm Inc. 55 Water Street New York NY 10041 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, Par Value $0.01 | Acquisiton | 2013-09-05 | 10,000 | $14.00 | 10,000 | No | 4 | M | Direct | |
| Class A Common Stock, Par Value $0.01 | Disposition | 2013-09-05 | 10,000 | $19.16 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Options (right to buy) | Disposition | 2013-09-05 | 10,000 | $0.00 | 10,000 | $14.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,000 | 2017-12-01 | No | 4 | M | Direct |
Footnotes
- This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.09 to $19.23, inclusive. The reporting person undertakes to provide to FXCM Inc., any security holder of FXCM Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Represents options to purchase shares of Class A common stock, which will generally vest in equal annual installments over a four-year period that began on December 1, 2010 (the grant date of the options) and, to the extent vested, generally remain exercisable until the seventh anniversary of the grant date unless the reporting person's employment with FXCM Inc. terminates prior to such date.
Billionaire Hedge Funds
