Filing Details
- Accession Number:
- 0001209191-13-043541
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-09 18:09:09
- Reporting Period:
- 2013-09-05
- Filing Date:
- 2013-09-09
- Accepted Time:
- 2013-09-09 18:09:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1405277 | Constant Contact Inc. | CTCT | Services-Direct Mail Advertising Services (7331) | 043285398 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1010502 | P Robert Nault | C/O Constant Contact, Inc., 1601 Trapelo Road Waltham MA 02451 | Vp & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-09-05 | 6,000 | $4.12 | 9,583 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-05 | 6,000 | $20.00 | 3,583 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-09-06 | 331 | $0.00 | 3,914 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-09-05 | 6,000 | $0.00 | 6,000 | $4.12 |
| Common Stock | Restricted Stock Units | Disposition | 2013-09-06 | 119 | $0.00 | 119 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2013-09-06 | 331 | $0.00 | 331 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 76,500 | No | 4 | M | Direct | ||
| 4,381 | No | 4 | F | Direct | ||
| 4,050 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 21, 2013.
- Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.
- 25% of the shares subject to this option vested on March 19, 2008, and 6.25% of the remaining shares subject to this option vested quarterly thereafter, such that 100% of the shares subject to this option became fully vested on March 19, 2011.
- 25% of the restricted stock units vested on December 6, 2012, and an additional 6.25% of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be fully vested on December 6, 2015. Vested shares will be delivered to the reporting person within three business days after such shares become vested.
- The shares of common stock underlying the restricted stock units reported as disposed herein were retained (but not issued) by the issuer in satisfaction of tax withholding obligations associated with the vesting of such units.
- The restricted stock units reported as disposed herein were settled for shares of the issuer's common stock.
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