Home > Insider Trading > Filing (0001246360-13-004270)

Filing Details

Accession Number:: 0001246360-13-004270
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-09-09 17:42:09
Reporting Period:: 2013-09-05

Filing Date:: 2013-09-09
Accepted Time:: 2013-09-09 17:42:09
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
929940	Aspen Technology Inc	AZPN	Services-Computer Programming Services (7371)	042739697

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1272786	Mark Fusco	Aspen Technology, Inc. 200 Wheeler Road Burlington MA 01803	President & Ceo	No	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2013-09-05	9,331	$9.55	317,320	No	4	M	Direct
Common Stock	Acquisiton	2013-09-05	10,471	$9.55	327,791	No	4	M	Direct
Common Stock	Acquisiton	2013-09-05	8,250	$10.93	336,041	No	4	M	Direct
Common Stock	Acquisiton	2013-09-05	6,250	$15.50	342,291	No	4	M	Direct
Common Stock	Acquisiton	2013-09-05	555	$23.38	342,846	No	4	M	Direct
Common Stock	Disposition	2013-09-05	34,857	$34.28	307,989	No	4	S	Direct
Common Stock	Acquisiton	2013-09-06	5,292	$23.38	313,281	No	4	M	Direct
Common Stock	Disposition	2013-09-06	5,292	$34.26	307,989	No	4	S	Direct
Common Stock	Disposition	2013-09-06	6,800	$34.41	301,189	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2013-09-05	9,331	$0.00	9,331	$9.55
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2013-09-05	10,471	$0.00	10,471	$9.55
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2013-09-05	8,250	$0.00	8,250	$10.93
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2013-09-05	6,250	$0.00	6,250	$15.50
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2013-09-05	555	$0.00	555	$23.38
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2013-09-06	5,292	$0.00	5,292	$23.38

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2019-11-08	No	4	M	Direct
0	2019-11-08	No	4	M	Direct
33,000	2020-08-01	No	4	M	Direct
50,000	2021-07-31	No	4	M	Direct
75,465	2022-07-31	No	4	M	Direct
70,173	2022-07-31	No	4	M	Direct

Footnotes

The option granted at the exercise price of $9.55, representing a right to purchase 117,529 shares, was vested as to 80,000 shares on the date of grant. The balance became exercisable in 4 equal consecutive quarterly installments of 8,000 shares on the last business day of each quarter, beginning on September 30, 2010. The final increment of 5,529 shares became exercisable on June 30, 2011.
The option granted at the exercise price of $9.55, representing a right to purchase 10,471 shares, vested as to 8,000 shares on March 31, 2011, and the balance of 2,471 shares vested on June 30, 2011.
The option granted at the exercise price of $10.93, representing a right to purchase 132,000 shares, becomes exercisable in 16 equal consecutive quarterly installments on the last business day of each quarter, beginning on September 30, 2010.
The option granted at the exercise price of $15.50, representing a right to purchase 100,000 shares, becomes exercisable in 16 equal consecutive quarterly installments on the last business day of each quarter, beginning on September 30, 2011.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.25 to $34.375, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The option granted at the exercise price of $23.38, representing a right to purchase 93,563 shares, becomes exercisable in 16 equal consecutive quarterly installments on the last business day of each quarter, beginning on September 28, 2012.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.25 to $34.34, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The option granted at the exercise price of $23.38, representing a right to purchase 93,563 shares, becomes exercisable in 16 equal consecutive quarterly installments on the last business day of each quarter, beginning on September 28, 2012.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.40 to $34.43, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.