Filing Details
- Accession Number:
- 0001209191-13-043516
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-09 16:56:20
- Reporting Period:
- 2013-09-06
- Filing Date:
- 2013-09-09
- Accepted Time:
- 2013-09-09 16:56:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1344413 | Alexza Pharmaceuticals Inc. | ALXA | Pharmaceutical Preparations (2834) | 770567768 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1101713 | Gordon Ringold | 325 E. Middlefield Ave Mountain View CA 94043 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-09-06 | 10,000 | $4.77 | 32,392 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 927 | Indirect | Held by Spouse |
Common Stock | 927 | Indirect | By the Gordon Ringold & Tanya Zarucki 1999 Reversible Trust, as co-trustee |