Filing Details

Accession Number:
0001354488-13-005122
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-09 16:47:32
Reporting Period:
2013-09-06
Filing Date:
2013-09-09
Accepted Time:
2013-09-09 16:47:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1141197 Pedevco Corp PEDO Oil & Gas Field Exploration Services (1382) 223755993
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1554740 Moore Clark 4125 Blackhawk Plaza Circle
Suite 201
Danville CA 94506
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-09-06 3,000 $4.50 881,668 No 5 S Direct
Common Stock Disposition 2013-09-06 5,000 $4.50 876,668 No 5 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 S Direct
No 5 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 33,334 Indirect By minor children
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Incentive Stock Option (Right to Buy) $0.51 2012-12-18 2022-06-18 44,467 44,467 Direct
Common Stock Non-Qualified Stock Option (Right to Buy) $0.51 2012-12-18 2022-06-18 188,867 188,867 Direct
Common Stock Common Stock Warrant (Right to Buy) $5.25 2012-03-22 2017-03-22 953 953 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-06-18 44,467 44,467 Direct
2022-06-18 188,867 188,867 Direct
2017-03-22 953 953 Direct
Footnotes
  1. 3,000 shares were sold at $4.50 per share pursuant to Reporting Person's Rule 10b5-1 Plan established December 17, 2012 and administered by Oppenheimer and Co. Inc.
  2. Includes 83,334 shares and 290,000 shares issued pursuant to restricted stock grants and 503,334 balance of founders stock.
  3. 5,000 shares were transferred pursuant to a Gift Transfer Agreement in a private transaction.
  4. Represents 16,667 shares of the Issuer's common stock owned by each of the Reporting Person's two minor children.