Filing Details
- Accession Number:
- 0001354488-13-005122
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-09 16:47:32
- Reporting Period:
- 2013-09-06
- Filing Date:
- 2013-09-09
- Accepted Time:
- 2013-09-09 16:47:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1141197 | Pedevco Corp | PEDO | Oil & Gas Field Exploration Services (1382) | 223755993 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1554740 | Moore Clark | 4125 Blackhawk Plaza Circle Suite 201 Danville CA 94506 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-09-06 | 3,000 | $4.50 | 881,668 | No | 5 | S | Direct | |
Common Stock | Disposition | 2013-09-06 | 5,000 | $4.50 | 876,668 | No | 5 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | S | Direct | |
No | 5 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 33,334 | Indirect | By minor children |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Incentive Stock Option (Right to Buy) | $0.51 | 2012-12-18 | 2022-06-18 | 44,467 | 44,467 | Direct |
Common Stock | Non-Qualified Stock Option (Right to Buy) | $0.51 | 2012-12-18 | 2022-06-18 | 188,867 | 188,867 | Direct |
Common Stock | Common Stock Warrant (Right to Buy) | $5.25 | 2012-03-22 | 2017-03-22 | 953 | 953 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2022-06-18 | 44,467 | 44,467 | Direct |
2022-06-18 | 188,867 | 188,867 | Direct |
2017-03-22 | 953 | 953 | Direct |
Footnotes
- 3,000 shares were sold at $4.50 per share pursuant to Reporting Person's Rule 10b5-1 Plan established December 17, 2012 and administered by Oppenheimer and Co. Inc.
- Includes 83,334 shares and 290,000 shares issued pursuant to restricted stock grants and 503,334 balance of founders stock.
- 5,000 shares were transferred pursuant to a Gift Transfer Agreement in a private transaction.
- Represents 16,667 shares of the Issuer's common stock owned by each of the Reporting Person's two minor children.