Filing Details
- Accession Number:
- 0001354488-13-005120
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-09 16:45:56
- Reporting Period:
- 2013-09-06
- Filing Date:
- 2013-09-09
- Accepted Time:
- 2013-09-09 16:45:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1141197 | Pedevco Corp | PEDO | Oil & Gas Field Exploration Services (1382) | 223755993 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1415554 | C Frank Ingriselli | 4125 Blackhawk Plaza Circle Suite 201 Danville CA 94506 | Ceo And President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-09-06 | 4,000 | $4.50 | 1,540,469 | No | 5 | S | Direct | |
| Common Stock | Disposition | 2013-09-06 | 10,000 | $4.50 | 1,530,469 | No | 5 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | S | Direct | |
| No | 5 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,890 | Indirect | BY Global Venture Investments LLC |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Warrant (Right to Buy) | $2.25 | 2012-01-03 | 2014-10-31 | 334 | 334 | Indirect |
| Common Stock | Common Stock Warrant (Right to Buy) | $5.25 | 2013-03-22 | 2017-03-22 | 19,048 | 19,048 | Indirect |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | $0.51 | 2012-12-18 | 2022-06-18 | 348,267 | 348,267 | Direct |
| Common Stock | Incentive Stock Option (Right to Buy) | $0.51 | 2012-12-18 | 2022-06-18 | 42,533 | 42,533 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2014-10-31 | 334 | 334 | Indirect |
| 2017-03-22 | 19,048 | 19,048 | Indirect |
| 2022-06-18 | 348,267 | 348,267 | Direct |
| 2022-06-18 | 42,533 | 42,533 | Direct |
Footnotes
- 4,000 shares were sold at $4.50 per share pursuant to Form 10b5-1 Sales Plan established December 17, 2012 and administered by Oppenheimer and Co. Inc.
- 10,000 shares were transferred pursuant to a Gift Transfer Agreement in a private transaction.
- Includes 166,667 shares and 450,000 shares issued pursuant to restricted stock grants, 40,123 shares issued pursuant to an option exercise, 793,334 transferred by Global Venture Investments, LLC to Reporting Person on September 9, 2013 and 80,345 shares remaining from Founders share grant.
- Global Venture Investments, LLC, an entity owned and controlled by Reporting Person.
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