Filing Details
- Accession Number:
- 0001209191-13-043490
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-09 16:06:10
- Reporting Period:
- 2013-09-05
- Filing Date:
- 2013-09-09
- Accepted Time:
- 2013-09-09 16:06:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1040719 | Walter Investment Management Corp | WAC | Mortgage Bankers & Loan Correspondents (6162) | 133950486 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1461830 | Ann Kimberly Perez | C/O Walter Investment Management Corp. 3000 Bayport Drive, Suite 1100 Tampa FL 33607 | Svp And Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-09-05 | 1,473 | $8.32 | 39,449 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-05 | 1,473 | $39.00 | 37,976 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-09-05 | 2,814 | $15.81 | 40,790 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-05 | 2,814 | $39.00 | 37,976 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy Stock) | Disposition | 2013-09-05 | 1,473 | $0.00 | 1,473 | $8.32 |
| Common Stock | Stock Option (Right to Buy Common Stock) | Disposition | 2013-09-05 | 2,814 | $0.00 | 2,814 | $15.81 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-01-31 | 2017-01-31 | No | 4 | M | Direct |
| 0 | 2018-02-27 | No | 4 | M | Direct |
Footnotes
- Options were exercisable as follows: 938 on February 27, 2009, 938 on February 27, 2010 and 938 on February 27, 2011
Billionaire Hedge Funds
