Filing Details
- Accession Number:
- 0001140361-13-035417
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-09 16:04:41
- Reporting Period:
- 2013-09-05
- Filing Date:
- 2013-09-09
- Accepted Time:
- 2013-09-09 16:04:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1141240 | Liquidmetal Technologies Inc | LQMT | Chemicals & Allied Products (2800) | 330264467 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1070001 | S Mark Hansen | Liquidmetal Technologies, Inc. 30452 Esperanza Rancho Santa Margarita CA 92688 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-09-05 | 25,000 | $0.18 | 25,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Option to Buy | $0.08 | 2023-02-06 | 270,000 | 270,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2023-02-06 | 270,000 | 270,000 | Direct |
Footnotes
- The shares reported in column 7 will vest over a 5-year period on the following schedule: the shares vest 20% on the first anniversary of the date of grant; with the remaining 80% vesting at 1.666% per consecutive calendar month thereafter through and including the fifth anniversary of the date of grant.