Filing Details

Accession Number:
0001127602-13-026797
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-09 13:38:00
Reporting Period:
2013-09-06
Filing Date:
2013-09-09
Accepted Time:
2013-09-09 13:38:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
72741 Northeast Utilities NU Electric Services (4911) 042147929
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1214401 Jr R Joseph Nolan C/O Northeast Utilities
One Federal Street, Building 111-4
Springfield MA 01105
Svp-Corporate Relations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares, $5.00 Par Value Disposition 2013-09-06 100 $40.43 56,068 No 4 S Direct
Common Shares, $5.00 Par Value Disposition 2013-09-06 1,900 $40.43 54,168 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares, $5.00 Par Value 15,160 Indirect 401k Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Shares, $5.00 Par Value Phantom Shares $0.00 48,135 48,135 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
48,135 48,135 Direct
Footnotes
  1. Includes unvested deferred shares and restricted share units, which include dividend equivalents upon distribution, exempt from the line item reporting under SEC Rule 16a-11.
  2. Includes shares acquired through the NSTAR 401(k) Plan, including dividend equivalents.
  3. Phantom shares held in the NSTAR Deferred Compensation Plan. Each phantom share represents the right to receive one common share upon distribution, following vesting. The reporting person is eligible to receive dividend equivalents on outstanding phantom shares, exempt from the line item reporting under SEC Rule 16a-11.