Filing Details
- Accession Number:
- 0001127602-13-026792
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-09-09 11:36:46
- Reporting Period:
- 2013-09-03
- Filing Date:
- 2013-09-09
- Accepted Time:
- 2013-09-09 11:36:46
- Original Submission Date:
- 2013-09-04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1102934 | Cabot Microelectronics Corp | CCMP | Semiconductors & Related Devices (3674) | 364324765 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1189882 | R Stephen Smith | C/O Cabot Microelectronics Corporation 870 Commons Drive Aurora IL 60504 | Vp, Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-09-03 | 5,110 | $26.05 | 24,982 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-03 | 5,110 | $36.62 | 19,872 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-09-04 | 7,880 | $26.05 | 27,752 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-04 | 7,880 | $36.45 | 19,872 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-09-04 | 8,704 | $21.77 | 28,576 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-04 | 8,704 | $36.45 | 19,872 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2013-09-03 | 5,110 | $0.00 | 5,110 | $26.05 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2013-09-04 | 7,880 | $0.00 | 7,880 | $26.05 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2013-09-04 | 8,704 | $0.00 | 8,704 | $21.77 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 66,632 | 2005-12-10 | 2014-12-10 | No | 4 | M | Direct |
| 58,752 | 2005-12-10 | 2014-12-10 | No | 4 | M | Direct |
| 26,112 | 2007-12-01 | 2016-12-01 | No | 4 | M | Direct |
Footnotes
- Sale to cover exercise price of, and taxes related to, exercise of stock options.
- This Form 4A is being filed to correct the typographical error of "$36.502" in the original Form 4 filing rather than the actual price of "$36.4502" reflected herein.
- Vesting Schedule:25% 12/10/0525% 12/10/0625% 12/10/0725% 12/10/08
- 2006 Stock Option Grant Award Vesting Schedule:25% 12/1/07,25% 12/1/08,25% 12/1/09,25% 12/1/10
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