Filing Details
- Accession Number:
- 0000874015-13-000096
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-06 19:03:21
- Reporting Period:
- 2013-09-04
- Filing Date:
- 2013-09-06
- Accepted Time:
- 2013-09-06 19:03:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
874015 | Isis Pharmaceuticals Inc | ISIS | Pharmaceutical Preparations (2834) | 330336973 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1564926 | R. Patrick O'neil | C/O Isis Pharmaceuticals, Inc. 2855 Gazelle Court Carlsbad CA 92010 | Svp, Legal & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-09-04 | 1,317 | $11.27 | 3,340 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-09-04 | 1,317 | $27.25 | 2,023 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-09-04 | 526 | $11.27 | 2,549 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-09-04 | 526 | $27.00 | 2,023 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-09-04 | 637 | $11.27 | 2,660 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-09-04 | 637 | $26.85 | 2,023 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-09-04 | 10 | $14.18 | 2,033 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-09-04 | 10 | $26.85 | 2,023 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-09-04 | 10 | $14.47 | 2,033 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-09-04 | 10 | $26.85 | 2,023 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-09-04 | 2,480 | $0.00 | 2,480 | $11.27 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-09-04 | 10 | $0.00 | 10 | $14.18 |
Common Stock | Common Stock | Disposition | 2013-09-04 | 10 | $0.00 | 10 | $14.47 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,870 | 2014-01-04 | 2017-01-03 | No | 4 | M | Direct |
0 | 2013-01-01 | 2015-12-31 | No | 4 | M | Direct |
0 | 2013-01-02 | 2016-01-01 | No | 4 | M | Direct |
Footnotes
- Acquired as a result of exercising a stock option pursuant to a Rule 10b5-1 Trading Plan. The purchase and sale reported on this Form 4 was effective pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on 8/6/13.