Filing Details
- Accession Number:
- 0001001250-13-000137
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-06 18:28:01
- Reporting Period:
- 2013-09-04
- Filing Date:
- 2013-09-06
- Accepted Time:
- 2013-09-06 18:28:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1001250 | Estee Lauder Companies Inc | EL | Perfumes, Cosmetics & Other Toilet Preparations (2844) | 112408943 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1428855 | Fabrizio Freda | The Estee Lauder Companies Inc. 767 Fifth Avenue New York NY 10153 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2013-09-04 | 64,566 | $0.00 | 102,115 | No | 4 | A | Direct | |
Class A Common Stock | Disposition | 2013-09-04 | 33,875 | $67.30 | 68,240 | No | 4 | F | Direct | |
Class A Common Stock | Disposition | 2013-09-06 | 30,961 | $67.35 | 37,549 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Option (Right to Buy) | Acquisiton | 2013-09-04 | 117,239 | $0.00 | 117,239 | $67.30 |
Class A Common Stock | Restricted Stock Units (Share Payout) | Acquisiton | 2013-09-04 | 41,790 | $0.00 | 41,790 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
117,239 | 2023-09-04 | No | 4 | A | Direct | |
213,961 | No | 4 | A | Direct |
Footnotes
- Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 15, 2010. Aggregate target payout for the opportunities was 43,044 shares of Class A Common Stock.
- Represents the withholding of shares for tax purposes in connection with the payout of the PSUs.
- The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
- Sales prices range from $67.01 to $67.66 per share, inclusive.
- Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 39,079 shares exercisable from and after January 1, 2015; 39,080 shares exercisable from and after January 1, 2016; and 39,080 shares exercisable from and after January 1, 2017.
- Not applicable. Restricted Stock Units vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date.
- Assuming continued employment, the Restricted Stock Units granted on September 4, 2013 will vest and be paid out as follows: 13,930 on October 31, 2014; 13,930 on November 2, 2015; and 13,930 on October 31, 2016. Assuming continued employment, the Restricted Stock Units held by the Reporting Person will vest and be paid out as follows: 38,768 on October 31, 2013; 38,350 on October 31, 2014; 25,257 on November 2, 2015; 13,930 on October 31, 2016; 32,552 on June 30, 2015; 32,552 on June 30, 2016; and 32,552 on June 30, 2017. Upon payout, shares will be withheld to cover minimum statutory tax obligations. Restricted Stock Units are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.