Filing Details

Accession Number:
0001181431-13-048113
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-06 18:22:08
Reporting Period:
2013-09-04
Filing Date:
2013-09-06
Accepted Time:
2013-09-06 18:22:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1524025 Tilly's Inc. TLYS Retail-Apparel & Accessory Stores (5600) 452164791
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1238007 William Langsdorf C/O Tilly'S, Inc.
10 Whatney
Irvine CA 92618
Svp & Chief Financial Ofcr No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2013-09-04 10,018 $8.98 10,018 No 4 M Direct
Class A Common Stock Disposition 2013-09-04 10,018 $13.89 0 No 4 S Direct
Class A Common Stock Acquisiton 2013-09-05 17,600 $8.98 17,600 No 4 M Direct
Class A Common Stock Disposition 2013-09-05 17,600 $13.70 0 No 4 S Direct
Class A Common Stock Acquisiton 2013-09-06 50,000 $8.98 50,000 No 4 M Direct
Class A Common Stock Disposition 2013-09-06 50,000 $13.68 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock STOCK OPTION (RIGHT TO BUY) Disposition 2013-09-04 10,018 $0.00 10,018 $8.98
Class A Common Stock STOCK OPTION (RIGHT TO BUY) Disposition 2013-09-05 17,600 $0.00 17,600 $8.98
Class A Common Stock STOCK OPTION (RIGHT TO BUY) Disposition 2013-09-06 50,000 $0.00 50,000 $8.98
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
149,982 2017-08-27 No 4 M Direct
132,382 2017-08-27 No 4 M Direct
82,382 2017-08-27 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 5,000 Indirect By Trust
Footnotes
  1. The option is fully vested and is exercisable upon and following the consummation of the Issuer's initial public offering.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.63 to $14.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.65 to $13.74, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.60 to $13.84, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.