Home > Insider Trading > Filing (0001209191-13-043407)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1173431	Td Ameritrade Holding Corp	AMTD	Security Brokers, Dealers & Flotation Companies (6211)	820543156

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1187593	Peter J Ricketts	200 S. 108Th Ave. Omaha NE 68154		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2013-08-27	85,509	$0.00	597,283	No	5	G	Direct
Common Stock	Disposition	2013-09-03	950	$0.00	596,333	No	5	G	Direct
Common Stock	Disposition	2013-09-04	20,000	$26.00	576,333	No	4	S	Direct
Common Stock	Disposition	2013-09-05	10,000	$26.77	566,333	No	4	S	Direct
Common Stock	Disposition	2013-09-06	10,000	$26.88	556,333	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	5	G	Direct
No	5	G	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	4,500	Indirect	Joint with his spouse
Common Stock	115,197	Indirect	By his children
Common Stock	70,896	Indirect	By annuity trusts

Footnotes

This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $26.00 to $26.02. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.
This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $26.77 to $26.78. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.
This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $26.87 to $26.91. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.
Shares are held by trusts created for Mr. Ricketts' children.
Shares are held by annuity trusts, for which Mr. Ricketts is the grantor and a beneficiary.