Filing Details

Accession Number:
0001000045-13-000006
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-06 16:22:33
Reporting Period:
2013-08-26
Filing Date:
2013-09-06
Accepted Time:
2013-09-06 16:22:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1000045 Nicholas Financial Inc NICK Short-Term Business Credit Institutions (6153) 593019317
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1325815 Scott Fink 2454 Mcmullen Booth Rd #C-501B
Clearwater FL 33759
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-08-26 8,250 $4.20 9,250 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2012-08-26 8,250 $4.20 8,250 $4.20
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-08-25 No 4 C Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (right to buy) $11.44 2022-08-07 5,000 5,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-08-07 5,000 5,000 Direct
Footnotes
  1. This exercise price has been reduced by $2.00 per the Equity Plan requirements as a result of the December 2012 special cash dividend. The exercise price and the number of shares have also been amended as a result of numerous stock splits and stock dividends.
  2. This option vests in three equal annual installments beginning on August 25, 2003.
  3. This option vests in three equal annual installments beginning on August 7, 2012.
  4. This amount has been reduced by $2.00 per the Equity Plan requirements as a result of the December 2012 special cash dividend.