Filing Details

Accession Number:
0001221432-13-000019
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-06 16:20:09
Reporting Period:
2013-09-04
Filing Date:
2013-09-06
Accepted Time:
2013-09-06 16:20:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1299033 Calamos Asset Management Inc. CLMS Security Brokers, Dealers & Flotation Companies (6211) 320122554
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1284210 S Nimish Bhatt 2020 Calamos Court
Naperville IL 60563
Svp & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2013-09-04 373 $10.11 90,179 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. Total represents 34,325.0870 shares of Class A Common Stock and 55,854 Restricted Stock Units (which will be settled in shares of Class A Common Stock).