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Home > Insider Trading > Filing (0001261380-13-000060)

Filing Details

Accession Number:: 0001261380-13-000060
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-09-06 16:16:56
Reporting Period:: 2013-09-04

Filing Date:: 2013-09-06
Accepted Time:: 2013-09-06 16:16:56
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1006045	Iridex Corp	IRIX	Electromedical & Electrotherapeutic Apparatus (3845)	770210467

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1219636	Ruediger Naumann-Etienne	1212 Terra Bella Avenue Mountain View CA 94043		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-09-04	15	$5.90	56,314	No	4	P	Direct
Common Stock	Acquisiton	2013-09-05	1,001	$5.99	57,315	No	4	P	Direct
Common Stock	Acquisiton	2013-09-06	2,584	$5.99	59,899	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	64,019	Indirect	See Footnote

Footnotes

The Reporting Person is a general partner of Intertec Healthcare Partners LP ("Intertec") and may be deemed to share voting and dispositive power of the shares held by Intertec. The Reporting Person disclaims beneficial ownership of the shares held by Intertec, except to the extent of his proportionate partnership interest therein.