Home > Insider Trading > Filing (0001140361-13-035242)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1296391	Tengion Inc	TNGN	Biological Products, (No Disgnostic Substances) (2836)	200214813

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1352452	Lorin Randall	C/O Tengion, Inc. 3929 Westpoint Blvd., Suite G Winston-Salem NC 27103		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2010-04-14	379	$0.00	379	No	4	C	Direct
Common Stock	Disposition	2013-09-04	379	$0.63	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series C Convertible Preferred Stock	Disposition	2010-04-14	54,941	$0.00	379	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0			No	4	C	Direct

Footnotes

On 6/14/12, the Company completed a one-for-ten reverse stock split. The common stock amounts in the filing relating to securities acquired prior to 6/14/12 have been adjusted to reflect the one-for-ten reverse stock split.
These securities are Preferred Stock of the Issuer and do not have an expiration date. These securities automatically converted into common stock of the Issuer on a 14.5-for-one basis upon the closing of the Issuer's initial public offering of common stock.