Filing Details

Accession Number:
0000950138-13-000373
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-06 16:11:51
Reporting Period:
2013-09-04
Filing Date:
2013-09-06
Accepted Time:
2013-09-06 16:11:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1113809 Build A Bear Workshop Inc BBW Retail-Hobby, Toy & Game Shops (5945) 431883836
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1306314 Maxine Clark C/O Build-A-Bear Workshop, Inc.
1954 Innerbelt Business Center Drive
St. Louis MO 63114
Founder Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-09-04 105,016 $5.11 407,742 No 4 M Direct
Common Stock Disposition 2013-09-04 87,626 $6.92 320,116 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-09-04 105,016 $0.00 105,016 $5.11
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-03-17 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 37,402 Indirect Spouse
Common Stock 1,343,783 Indirect Smart Stuff, Inc.
Footnotes
  1. Shares sold as part of a cashless exercise of an employee stock option. The reporting price is the weighted average sale price per share for 169 transactions in which the sale prices range from $6.90 to $7.10 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the issuer or any security holder of the issuer.
  2. After giving effect to the transactions reported in this Form 4, Ms. Clark directly beneficially owns 208,701 shares of common stock and 111,415 shares of restricted stock along with 37,402 shares indirectly through her spouse and 1,343,783 shares indirectly through Smart Stuff, Inc. of Build-A-Bear Workshop, Inc. In addition, Ms. Clark holds vested options to purchase 155,048 shares and unvested options to purchase 42,742 shares of Build-A-Bear Workshop, Inc.'s common stock.
  3. Under the terms of the grant, the options vested in four equal annual installments beginning on March 17, 2010, which was the first anniversary of the date of the grant.