Filing Details

Accession Number:
0001127602-13-026758
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-06 16:11:30
Reporting Period:
2013-09-05
Filing Date:
2013-09-06
Accepted Time:
2013-09-06 16:11:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
216085 Haverty Furniture Companies Inc HVT Retail-Furniture Stores (5712) 580281900
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1209399 H Clarence Smith 780 Johnson Ferry Rd.
Suite 800
Atlanta GA 30342-
Chairman, President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-08-16 2,000 $0.00 88,566 No 5 G Direct
Common Stock Acquisiton 2013-08-16 2,000 $0.00 25,187 No 5 G Indirect By Spouse
Common Stock Disposition 2013-09-05 8,916 $23.13 79,650 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 5 G Indirect By Spouse
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 65,130 Direct
Class A Common Stock 1,950 Indirect By Spouse
Class A Common Stock 603,497 Indirect By Villa Clare, LP
Class A Common Stock 603,497 Indirect By West Wesley, LLC
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Phantom Stock $0.00 3,418 3,418 Direct
Common Stock Restricted Stock Units $0.00 14,000 14,000 Direct
Common Stock RSUs 2011-01-27 $0.00 7,200 7,200 Direct
Common Stock RSUs 2012 $0.00 11,100 11,100 Direct
Common Stock RSUs 2013 $0.00 12,000 12,000 Direct
Common Stock Stock Appreciation Rights $18.14 2020-01-24 22,000 22,000 Direct
Common Stock Stock Appreciation Rights $8.74 2016-01-27 6,750 6,750 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
3,418 3,418 Direct
14,000 14,000 Direct
7,200 7,200 Direct
11,100 11,100 Direct
12,000 12,000 Direct
2020-01-24 22,000 22,000 Direct
2016-01-27 6,750 6,750 Direct
Footnotes
  1. These shares are held by Villa Clare, LP, a limited partnership ("VC") and are also reported herein by West Wesley, LLC, a limited liability company ("WW"), the partnership's general partner. Mr. Smith is the sole manager of WW. Mr. Smith disclaimes beneficial ownership of shares held by VC or WW except to the extent of his pecuniary interest therein.
  2. Deferred under Directors' Deferred Compensation Plan. Settlement will occur upon the earlier to occur of (i) termination of service on the Board of Directors, or (ii) death.
  3. Restricted Stock Units ("RSUs") award granted under the 2004 Long-Term Incentive Plan. RSUs vest in four yearly installments (10% in each of the first three years and 70% in the fourth), beginning on 5/8/2011. Each RSU is equivalent to one share of common stock upon vesting.
  4. Restricted Stock Units ("RSUs") award granted 1/27/2011 under the 2004 Long-Term Incentive Plan. RSUs vest equally over 4 years, beginning 5/8/2012. Each RSU is equivalent to one share of common stock upon vesting.
  5. Restricted Stock Units ("RSUs") award granted 1/23/2012 under the 2004 Long-Term Incentive Plan. RSUs vest equally over 4 years, beginning 5/8/2013. Each RSU is equivalent to one share of common stock upon vesting.
  6. Restricted Stock Units ("RSUs") award granted 1/24/2013 under the 2004 Long-Term Incentive Plan. RSUs vest equally over 4 years, beginning 5/8/2014. Each RSU is equivalent to one share of common stock upon vesting.
  7. Stock-Settled Appreciation rights ("SARs") granted under the 2004 Long-Term Incentive Plan. SARs vest in four equal installments, beginning on 5/8/2014, and expire seven years from the grant date.
  8. Stock-Settled Appreciation Rights ("SARs") granted under the 2004 Long-Term Incentive Plan. SARs vest in four equal installments, beginning on 5/8/2010, and expire seven years from the grant date.