Filing Details
- Accession Number:
- 0001354488-13-005093
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-06 14:05:13
- Reporting Period:
- 2013-09-04
- Filing Date:
- 2013-09-06
- Accepted Time:
- 2013-09-06 14:05:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1433966 | Green Earth Technologies Inc | GETG | Wholesale-Chemicals & Allied Products (5160) | 260755102 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1408842 | F Walter Raquet | C/O Green Earth Technologies, Inc. 1136 Celebration Blvd Celebration FL 34747 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-09-04 | 500,000 | $0.08 | 2,537,862 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | 6% Secured Convertible Debenture | $0.17 | 2016-03-31 | 0 | 0 | Indirect | |
Common Stock | Series A Common Stock Purchase Warrant | $0.21 | 2018-03-31 | 1,838,235 | 1,838,235 | Indirect | |
Common Stock | 6% Secured Convertible Debenture | $0.17 | 2014-12-31 | 0 | 0 | Direct | |
Common Stock | Series A Common Stock Purchase Warrant | $0.21 | 2016-12-31 | 1,470,588 | 1,470,588 | Direct | |
Common Stock | 6% Secured Convertible Debenture | $0.17 | 2014-12-31 | 0 | 0 | Indirect | |
Common Stock | Series A Common Stock Purchase Warrant | $0.21 | 2016-12-31 | 2,208,882 | 2,205,882 | Indirect | |
Common Stock | Options to purchase common stock | $0.17 | 2013-06-04 | 2022-06-04 | 150,000 | 150,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2016-03-31 | 0 | 0 | Indirect |
2018-03-31 | 1,838,235 | 1,838,235 | Indirect |
2014-12-31 | 0 | 0 | Direct |
2016-12-31 | 1,470,588 | 1,470,588 | Direct |
2014-12-31 | 0 | 0 | Indirect |
2016-12-31 | 2,208,882 | 2,205,882 | Indirect |
2022-06-04 | 150,000 | 150,000 | Direct |
Footnotes
- The Reporting Person controls the power to vote and dispose of the securities and disclaims beneficial ownership extent of his pecuniary interest in the securities.
- On 3/28/13 the 6% Secured Convertible Debenture was convertible into 3,676,471 shares of the Issuer's common stock.
- Immediately.
- On 10/04/12, the 6% Secured Convertible Debenture was convertible into 2,941,176 shares of the Issuer's common stock.
- On 10/04/12, the 6% Secured Convertible Debenture was convertible into 4,411,765 shares of the Issuer's common stock.
- Options vest as follows: 1/3 on the first anniversary of the 6/4/2012 grant date; 1/3 on the second anniversary of the grant date; and the balance on the third anniversary of the grant date.