Filing Details
- Accession Number:
- 0001181431-13-047927
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-06 14:04:23
- Reporting Period:
- 2013-09-05
- Filing Date:
- 2013-09-06
- Accepted Time:
- 2013-09-06 14:04:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
86144 | Safeway Inc | SWY | Retail-Grocery Stores (5411) | 943019135 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1209840 | A Robert Gordon | 5918 Stoneridge Mall Road Pleasanton CA 94588-3229 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-09-05 | 20,000 | $25.76 | 109,367 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-09-05 | 20,000 | $25.89 | 89,367 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to buy) | Disposition | 2013-09-05 | 20,000 | $0.00 | 20,000 | $25.76 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-09-09 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 345 | Indirect | By 401(k) Plan |
Common Stock | 1,122 | Indirect | By Employee Stock Purchase Plan |
Footnotes
- The reported exercise and sale were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 6, 2013.
- Between March 1, 2013 and August 31, 2013, the reporting person acquired 5.0091 shares of Safeway Common Stock under the Safeway 401(k) plan. The information in this report is based on a plan statement dated as of August 31, 2013.
- Between March 1, 2013 and August 31, 2013, the reporting person acquired 16.2737 shares of Safeway Common Stock under the Safeway Employee Stock Purchase Plan. The information in this report is based on a plan statement dated as of August 31, 2013.
- Granted under the Safeway Inc. 1999 Amended and Restated Equity Participation Plan, which is a Rule 16b-3 plan. The option became fully exerciseable on 9/09/2008.