Filing Details

Accession Number:
0001127602-13-026746
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-06 14:01:46
Reporting Period:
2013-09-05
Filing Date:
2013-09-06
Accepted Time:
2013-09-06 14:01:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
6951 Applied Materials Inc AMAT Semiconductors & Related Devices (3674) 941655526
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1571215 Jay Kerley C/O Applied Materials, Inc.
3050 Bowers Av. P.o. Box 58039, M/S 1268
Santa Clara CA 95052-8039
Gvp, Chief Information Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-09-05 562 $15.59 124,375 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. Shares were acquired in August 2013 in a transaction under the Employees' Stock Purchase Plan that is exempt under Rule 16a-10 and Rule 16b-3.
  2. Number of shares consists of 124,375 restricted stock units that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 3,750 units are scheduled to vest in December 2013; (b) 73,125 units are scheduled to vest during each January of 2014 through 2017; (c) 7,500 units are scheduled to vest in February 2014; and (d) 40,000 units are scheduled to vest in installments during each April of 2014 through 2017 (all vesting is subject to continued employment through each applicable vest date).