Filing Details
- Accession Number:
- 0001127602-13-026729
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-05 19:33:50
- Reporting Period:
- 2013-09-04
- Filing Date:
- 2013-09-05
- Accepted Time:
- 2013-09-05 19:33:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
318154 | Amgen Inc | AMGN | Biological Products, (No Disgnostic Substances) (2836) | 953540776 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1555508 | Madhavan Balachandran | One Amgen Center Drive Thousand Oaks CA 91320-1799 | Evp, Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-09-04 | 18,000 | $58.43 | 59,133 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-09-04 | 18,000 | $0.00 | 52,851 | No | 5 | G | Indirect | By Family Trust |
Common Stock | Disposition | 2013-09-04 | 18,000 | $0.00 | 41,133 | No | 5 | G | Direct | |
Common Stock | Disposition | 2013-09-04 | 18,000 | $112.76 | 34,851 | No | 4 | S | Indirect | By Family Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 5 | G | Indirect | By Family Trust |
No | 5 | G | Direct | |
No | 4 | S | Indirect | By Family Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Nqso (Right to Buy) | Disposition | 2013-09-04 | 18,000 | $0.00 | 18,000 | $58.43 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
6,000 | 2011-04-26 | 2020-04-26 | No | 4 | M | Direct |
Footnotes
- These shares are being transferred to the reporting person's Family Trust.
- These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 875 RSUs which fully vest on 4/26/2014; 3,015 RSUs which vest in one installment of 1,485 on 4/25/2014 and one installment of 1,530 on 4/25/2015; 2,512 RSUs which vest in three installments of 828, 829 and 855 on 4/27/2014, 4/27/2015 and 4/27/2016, respectively; 26,634 RSUs which vest in two equal installments of 8,789 each on 7/31/2014 and 7/31/2015 and one installment of 9,056 on 7/31/2016; and 7,477 RSUs which vest in two equal installments of 2,467 each on 1/28/2015 and 1/28/2016 and one installment of 2,543 on 1/28/2017. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis.
- These shares include 620 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. Amended and Restated 2009 Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited on the reporting person's unvested RSUs and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount.
- The price reported is an average price. The prices ranged from $112.66 to $112.90 per share. Full information regarding the number of shares sold at each separate price within the range set forth above is available upon request by the SEC, the issuer or a security holder of the issuer.