Filing Details
- Accession Number:
- 0001203311-13-000082
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-05 19:17:20
- Reporting Period:
- 2013-09-03
- Filing Date:
- 2013-09-05
- Accepted Time:
- 2013-09-05 19:17:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1060736 | Seattle Genetics Inc | SGEN | Biological Products, (No Disgnostic Substances) (2836) | 911874389 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1202785 | Eric Dobmeier | 21823 30Th Drive Se Bothell WA 98021 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-09-03 | 8,223 | $12.16 | 135,843 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-09-03 | 6,333 | $12.16 | 142,176 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-03 | 6,333 | $42.29 | 135,843 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-09-03 | 29,193 | $12.00 | 165,036 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-03 | 29,193 | $42.29 | 135,843 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-09-03 | 24,474 | $15.46 | 160,317 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-03 | 24,474 | $42.29 | 135,843 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-09-05 | 15,000 | $15.46 | 150,843 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-05 | 15,000 | $44.00 | 135,843 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2013-09-03 | 8,223 | $0.00 | 8,223 | $12.16 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-09-03 | 29,193 | $0.00 | 29,193 | $12.00 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-09-03 | 6,333 | $0.00 | 6,333 | $12.16 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-09-03 | 24,474 | $0.00 | 24,474 | $15.46 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-09-05 | 15,000 | $0.00 | 15,000 | $15.46 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-08-25 | No | 4 | M | Direct | |
| 22,918 | 2020-08-27 | No | 4 | M | Direct | |
| 0 | 2019-08-25 | No | 4 | M | Direct | |
| 61,948 | 2021-08-24 | No | 4 | M | Direct | |
| 46,948 | 2021-08-24 | No | 4 | M | Direct |
Footnotes
- Amount of Securities beneficially owned following reported transactions includes 61,334 Restricted Stock Units subject to vesting.
- Shares shall vest at a rate of 25% on 8/25/10 and monthly thereafter until all the shares are fully vested on 8/25/13.
- Shares shall vest at a rate of 25% on 8/27/11 and monthly thereafter until all the shares are fully vested on 8/27/14.
- Shares shall vest at a rate of 25% on 8/24/12 and monthly thereafter until all the shares are fully vested on 8/24/15.
Billionaire Hedge Funds
