Filing Details
- Accession Number:
- 0001206774-13-003291
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-05 19:02:37
- Reporting Period:
- 2013-09-03
- Filing Date:
- 2013-09-05
- Accepted Time:
- 2013-09-05 19:02:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1527590 | Zais Financial Corp. | ZFC | Real Estate Investment Trusts (6798) | 900729143 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1568768 | Christian Zugel | C/O Zais Financial Corp. Two Bridge Avenue, Suite 322 Red Bank NJ 07701 | Chairman Of The Board | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-09-03 | 5,000 | $15.71 | 57,911 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2013-09-03 | 25,000 | $15.72 | 82,911 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 10,728 | Indirect | By Spouse |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.68 to $15.73, inclusive. The Reporting Person undertakes to provide ZAIS Financial Corp. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
Billionaire Hedge Funds
