Filing Details
- Accession Number:
- 0001127602-13-026727
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-05 18:01:53
- Reporting Period:
- 2013-09-03
- Filing Date:
- 2013-09-05
- Accepted Time:
- 2013-09-05 18:01:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 829224 | Starbucks Corp | SBUX | Retail-Eating & Drinking Places (5810) | 911325671 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1429248 | Clifford Burrows | 2401 Utah Avenue South, Suite 800 Seattle WA 98134 | Group Pres., Americas Emea | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-09-03 | 20,342 | $22.06 | 176,437 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-09-03 | 49,679 | $36.75 | 226,116 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-03 | 70,021 | $71.59 | 156,095 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2013-09-03 | 20,342 | $0.00 | 20,342 | $22.06 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2013-09-03 | 49,679 | $0.00 | 49,679 | $36.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,340 | 2019-11-16 | No | 4 | M | Direct | |
| 0 | 2016-11-20 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $71.5200 to $71.6750. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each sale price.
- The option, representing the right to buy a total of 81,363 shares, became exercisable in three increments of 20,341 shares each on November 16, 2010, November 16, 2011 and November 16, 2012, and the remaining 20,340 shares will become exercisable on November 16, 2013.
- The option, representing the right to buy a total of 49,679 shares, became exercisable in three increments of 12,420 shares each on November 20, 2007, November 20, 2008 and November 20, 2009, and one increment of 12,419 shares on November 20, 2010.
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