Filing Details
- Accession Number:
- 0001002225-13-000089
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-05 17:47:42
- Reporting Period:
- 2013-09-04
- Filing Date:
- 2013-09-05
- Accepted Time:
- 2013-09-05 17:47:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1002225 | Advent Software Inc | ADVS | Services-Computer Programming Services (7371) | 942901952 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1559492 | Anthony Sperling | 600 Townsend Street San Francisco CA 94103 | Evp, Global Cust Experience | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-09-04 | 6,750 | $7.84 | 84,039 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-04 | 6,750 | $27.44 | 77,289 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-09-04 | 6,750 | $27.44 | 6,750 | $7.84 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2005-01-09 | 2014-01-09 | No | 4 | M | Direct |
Footnotes
- Transaction pursuant to the August 5 2013 Lock-Up Agreement related to the August 2013 Advent Public Offering.
Billionaire Hedge Funds
