Filing Details
- Accession Number:
- 0001209191-13-043191
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-05 16:56:07
- Reporting Period:
- 2013-09-03
- Filing Date:
- 2013-09-05
- Accepted Time:
- 2013-09-05 16:56:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
743316 | Maxim Integrated Products Inc | MXIM | Semiconductors & Related Devices (3674) | 942896096 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1183597 | Tunc Doluca | 160 Rio Robles San Jose CA 95134 | President, Ceo & Director | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-09-03 | 2,000 | $28.09 | 329,750 | No | 4 | S | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Acquisiton | 2013-09-03 | 170,000 | $0.00 | 170,000 | $28.16 |
Common Stock | Performance Shares | Acquisiton | 2013-09-03 | 60,000 | $0.00 | 60,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
170,000 | 2020-09-03 | No | 4 | A | Direct | |
60,000 | No | 4 | A | Direct |
Footnotes
- The sale reported in this Form 4 was made on September 3, 2013 pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 24, 2012.
- Includes the transfer of 4,040 shares from direct ownership to indirect ownership.
- Non-Qualified Stock Options that vest over four quarters with the first vesting on February 15, 2017, subject to the individual's continuous status as an employee through such dates.
- Represents the target number of Performance Shares that will be earned, if at all, based on the achievment of certain pre-established performance goals. Each Performance Share Unit Represents a contingent right to receive one share of MXIM common stock.
- Vesting of the Performance Share Units will be 08/15/2015.