Filing Details

Accession Number:
0001209191-13-043186
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-05 16:53:36
Reporting Period:
2013-08-31
Filing Date:
2013-09-05
Accepted Time:
2013-09-05 16:53:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1094348 Mattersight Corp MATR Services-Management Consulting Services (8742) 364304577
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1543763 R David Gustafson 200 S. Wacker Drive, Suite 820
Chicago IL 60606
Evp, Products & Marketing No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-08-31 1,620 $3.75 147,507 No 4 F Direct
Common Stock Disposition 2013-09-04 5,000 $4.25 142,507 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 S Direct
Footnotes
  1. This is not an open market sale of securities. This is a disposition of shares to the issuer in the form of share withholding upon vesting of restricted stock, to satisfy mandatory tax withholding obligations. The disposition occurred pursuant to a pre-existing award agreement and equity incentive plan and was approved in advance in the manner provided in Rule 16b-3(e) under the Securities Exchange Act of 1934.
  2. Includes, 1500 shares of Common Stock acquired on 6/30/2013 through the Mattersight Corporation 1999 Employee Stock Purchase Plan.