Filing Details
- Accession Number:
- 0001209191-13-043186
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-05 16:53:36
- Reporting Period:
- 2013-08-31
- Filing Date:
- 2013-09-05
- Accepted Time:
- 2013-09-05 16:53:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1094348 | Mattersight Corp | MATR | Services-Management Consulting Services (8742) | 364304577 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1543763 | R David Gustafson | 200 S. Wacker Drive, Suite 820 Chicago IL 60606 | Evp, Products & Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-08-31 | 1,620 | $3.75 | 147,507 | No | 4 | F | Direct | |
Common Stock | Disposition | 2013-09-04 | 5,000 | $4.25 | 142,507 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | S | Direct |
Footnotes
- This is not an open market sale of securities. This is a disposition of shares to the issuer in the form of share withholding upon vesting of restricted stock, to satisfy mandatory tax withholding obligations. The disposition occurred pursuant to a pre-existing award agreement and equity incentive plan and was approved in advance in the manner provided in Rule 16b-3(e) under the Securities Exchange Act of 1934.
- Includes, 1500 shares of Common Stock acquired on 6/30/2013 through the Mattersight Corporation 1999 Employee Stock Purchase Plan.