Filing Details

Accession Number:
0001181431-13-047739
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-05 14:03:15
Reporting Period:
2013-09-04
Filing Date:
2013-09-05
Accepted Time:
2013-09-05 14:03:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
798941 First Citizens Bancshares Inc FCNCA State Commercial Banks (6022) 561528994
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1065415 Holding Hope Connell 4300 Six Forks Road
Raleigh NC 27609
Vice Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2013-09-04 500 $203.00 173,327 No 4 S Indirect By Southern BancShares (N.C.), Inc. and subsidiary
Class A Common Stock Disposition 2013-09-04 500 $203.25 172,827 No 4 S Indirect By Southern BancShares(N.C.), Inc. and subsidiary
Class A Common Stock Disposition 2013-09-04 500 $204.00 172,327 No 4 S Indirect By Southern BancShares(N.C.), Inc. and subsidiary
Class A Common Stock Disposition 2013-09-04 500 $204.25 171,827 No 4 S Indirect By Southern BancShares(N.C.), Inc. and subsidiary
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Southern BancShares (N.C.), Inc. and subsidiary
No 4 S Indirect By Southern BancShares(N.C.), Inc. and subsidiary
No 4 S Indirect By Southern BancShares(N.C.), Inc. and subsidiary
No 4 S Indirect By Southern BancShares(N.C.), Inc. and subsidiary
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 121,256 Direct
Class A Common Stock 5,320 Indirect As beneficiary of Trust
Class A Common Stock 891 Indirect As Custodian for Elliot
Class A Common Stock 330 Indirect As custodian for John Patrick
Class A Common Stock 1,390 Indirect John Connell as Custodian for Hewlette
Class A Common Stock 1,290 Indirect John Connell as Custodian for John Patrick
Class A Common Stock 18,845 Indirect By Yadkin Valley Company and subsidiary
Class A Common Stock 627 Indirect By E&F Properties, Inc.
Class A Common Stock 8,214 Indirect By Twin States Farming, Inc.
Class A Common Stock 100,000 Indirect By Fidelity BancShares (N.C.), Inc.
Class B Common Stock 100,828 Direct
Class B Common Stock 1,225 Indirect As beneficiary of Trust
Class B Common Stock 1,751 Indirect As custodian for Hewlette Connell
Class B Common Stock 6,250 Indirect Hewlette Collier Connell
Class B Common Stock 6,751 Indirect As custodian for John Patrick
Class B Common Stock 6,950 Indirect As custodian for Elliot
Class B Common Stock 323 Indirect John Connell as custodian for Hewlette
Class B Common Stock 323 Indirect John Connell as custodian for John Patrick
Class B Common Stock 100 Indirect John Connell as custodian for Elliot
Class B Common Stock 1,900 Indirect By Yadkin Valley Company and subsidiary
Class B Common Stock 200 Indirect By E&F Properties, Inc.
Class B Common Stock 1,355 Indirect By Twin States Farming, Inc.
Class B Common Stock 22,619 Indirect By Southern BancShares (N.C.), Inc. and subsidiary
Footnotes
  1. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
  2. The reporting person is a director, officer and/or shareholder of the companies that own these shares, but she disclaims beneficial ownership of the listed shares, except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.