Filing Details
- Accession Number:
- 0001127602-13-026664
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-05 13:33:07
- Reporting Period:
- 2013-09-03
- Filing Date:
- 2013-09-05
- Accepted Time:
- 2013-09-05 13:33:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1041061 | Yum Brands Inc | YUM | Retail-Eating Places (5812) | 133951308 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1548438 | J Patrick Grismer | 1441 Gardiner Lane Louisville KY 40213 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-09-03 | 4,157 | $24.02 | 4,157 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-09-03 | 4,157 | $70.55 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-09-03 | 4,157 | $0.00 | 4,157 | $24.11 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
10,245 | 2006-11-18 | 2015-11-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 6,240 | Indirect | 401(k) Plan |
Common Stock | 1,600 | Indirect | Family Trust |
Common Stock | 8,500 | Indirect | Individual Retirement Account |
Common Stock | 1,500 | Indirect | Personal Trust |
Footnotes
- Pursuant to 10b5-1 Plan