Filing Details
- Accession Number:
- 0001140361-13-035064
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-05 12:59:07
- Reporting Period:
- 2013-09-03
- Filing Date:
- 2013-09-05
- Accepted Time:
- 2013-09-05 12:59:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1095981 | Cytori Therapeutics Inc. | CYTX | Surgical & Medical Instruments & Apparatus (3841) | 330827593 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1184566 | David Rickey | 3020 Callan Road San Diego CA 92121 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-09-03 | 2,000 | $2.14 | 110,559 | No | 4 | P | Indirect | By Charitable Foundation |
| Common Stock | Acquisiton | 2013-09-03 | 400 | $2.13 | 168,501 | No | 4 | P | Indirect | By Trust |
| Common Stock | Acquisiton | 2013-09-03 | 4,600 | $2.14 | 173,101 | No | 4 | P | Indirect | By Trust |
| Common Stock | Acquisiton | 2013-09-04 | 11,875 | $2.20 | 184,976 | No | 4 | M | Indirect | By Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Charitable Foundation |
| No | 4 | P | Indirect | By Trust |
| No | 4 | P | Indirect | By Trust |
| No | 4 | M | Indirect | By Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Acquisiton | 2013-09-04 | 11,875 | $0.00 | 11,875 | $2.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 164,225 | 2012-02-01 | 2022-01-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 34,909 | Indirect | By Annunity Trust |
| Restricted Stock Award (Common Stock) | 6,100 | Direct |
Footnotes
- These securities are owned by the Dave Rickey and Daughters Foundation.
- These securities are owned by Dave Rickey, TTEE FBO the David Rickey Trust
Billionaire Hedge Funds
