Filing Details
- Accession Number:
- 0001179110-13-013852
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-05 11:26:30
- Reporting Period:
- 2013-09-03
- Filing Date:
- 2013-09-05
- Accepted Time:
- 2013-09-05 11:26:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
884269 | Alpha Pro Tech Ltd | APT | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 631030494 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1258135 | Al Millar | 60 Centurian Drive Suite # 112 Markham A6 L3R 9R2 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-09-03 | 100,000 | $1.23 | 1,443,459 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-09-03 | 100,000 | $1.51 | 1,343,459 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | employee stock options ( right to buy) | Disposition | 2013-09-03 | 33,333 | $0.00 | 33,333 | $1.23 |
Common Stock | employee stock options ( right to buy) | Disposition | 2013-09-03 | 33,333 | $0.00 | 33,333 | $1.23 |
Common Stock | employee stock options (right to buy) | Disposition | 2013-09-03 | 33,334 | $0.00 | 33,334 | $1.23 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
341,667 | 2009-09-10 | 2013-09-10 | No | 4 | M | Direct |
308,334 | 2010-09-10 | 2013-09-10 | No | 4 | M | Direct |
275,000 | 2011-09-10 | 2013-09-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 182,727 | Indirect | by spouse, Mr Millar disclaims beneficial ownership |
Footnotes
- This total reflects a decrease of 10,410 shares of common stock that have previously been reported as beneficially owned by the reporting person in the reporting person's Section 16 filings in error. These shares will not be included in the reporting person's beneficial ownership reporting calculation on an going-forward basis.
- This total also reflects the expiration and disposition of 100,000 stock options granted to the reporting person on August 23,2006 with an exercise price of $1.98, which expired on August 22, 2011 and 100,000 stock options granted to the reporting person on August 29,2007 with an exercise price of $1.50, which expired on August 29, 2012 (the "Expired Options "). The reporting person did not receive any value in connection with the expiration of the Expired Options; therefore, the resulting disposition of the Expired Options was exempt from Section 16(b) by virtue of Rule 16b-6(d) and further from the reporting requirements of Section 16(a) by virtue of Rule 16a-4(d), both rules promulgated by the Securities and Exchange Commission pursuant to the Securities Exchange Act of 1934, as amended.