Filing Details
- Accession Number:
- 0001179110-13-013850
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-05 11:24:21
- Reporting Period:
- 2013-09-03
- Filing Date:
- 2013-09-05
- Accepted Time:
- 2013-09-05 11:24:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
884269 | Alpha Pro Tech Ltd | APT | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 631030494 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1258231 | Sheldon Hoffman | 60 Centurian Drive Suite # 112 Markham A6 L3R 9R2 | C.e.o. | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-09-03 | 100,000 | $1.23 | 1,170,189 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-09-03 | 100,000 | $1.51 | 1,070,189 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | employee stock options ( right to buy) | Disposition | 2013-09-03 | 33,333 | $0.00 | 33,333 | $1.23 |
Common Stock | employee stock options ( right to buy) | Disposition | 2013-09-03 | 33,333 | $0.00 | 33,333 | $1.23 |
Common Stock | eomployee stock options ( righ to buy) | Disposition | 2013-09-03 | 33,334 | $0.00 | 33,334 | $1.23 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
341,667 | 2009-09-10 | 2013-09-10 | No | 4 | M | Direct |
308,334 | 2010-09-10 | 2013-09-10 | No | 4 | M | Direct |
275,000 | 2011-09-10 | 2013-09-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 410,051 | Indirect | by trust, Mr Hoffman disclaims benefical ownership in Hoffman family trust |
Common Stock | 44,325 | Indirect | by spouse, Mr. Hoffman disclaims beneficial ownership |
Footnotes
- This total also reflects the expiration and disposition of 100,000 stock options granted to the reporting person on August 23,2006 with an exercise price of $1.98, which expired on August 22, 2011 and 100,000 stock options granted to the reporting person on August 29,2007 with an exercise price of $1.50, which expired on August 29, 2012 (the"Expired Options"). The reporting person did not receive any value in connection with the expiration of the Expired Options; therefore, the resulting disposition of the Expired Options was exempt from Section 16(b) by virtue of Rule 16b-6(d) and further from the reporting requirements of Section 16(a) by virtue of Rule 16a-4(d), both rules promulgated by the Securities and Exchange Commission pursuant to the Securities Exchange Act of 1934, as amended.