Filing Details
- Accession Number:
- 0001225208-13-019123
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-05 10:26:55
- Reporting Period:
- 2013-09-04
- Filing Date:
- 2013-09-05
- Accepted Time:
- 2013-09-05 10:26:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 14693 | Brown Forman Corp | BF'B | Beverages (2080) | 610143150 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1351766 | Mccauley J Brown | 850 Dixie Highway Louisville KY 40210 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common | Acquisiton | 2013-09-04 | 300 | $67.00 | 6,582 | No | 4 | P | Indirect | By Children |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Children |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common | 5,227 | Direct | |
| Class B Common | 68,290 | Direct | |
| Class B Common | 6,115 | Indirect | By 401k |
| Class A Common | 907,663 | Indirect | By Brown Ventures, LLC |
| Class B Common | 124,519 | Indirect | By Brown Ventures, LLC |
| Class B Common | 589 | Indirect | By Children |
| Class A Common | 107,246 | Indirect | By JMB Irrev Trust |
| Class A Common | 176,898 | Indirect | By MAE LLC |
| Class B Common | 11,314 | Indirect | By Spouse |
| Class A Common | 6,125 | Indirect | By Spouse Irrev Trust |
| Class A Common | 3,925 | Indirect | By Spray Trust |
| Class A Common | 1,000 | Indirect | Crummey Trust |
| Class A Common | 148,439 | Indirect | GRAT |
| Class A Common | 71,249 | Indirect | Spouse GRAT |
| Class A Common | 14,349 | Indirect | Williams Trust |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class B Common | Restricted Stock Units | $0.00 | 2014-04-30 | 917 | 917 | Direct | |
| Class B Common | Restricted Stock Units | $0.00 | 2015-04-30 | 778 | 778 | Direct | |
| Class B Common | Restricted Stock Units | $0.00 | 2016-04-30 | 254 | 254 | Direct | |
| Class B Common | Restricted Stock Units | $0.00 | 2017-04-30 | 212 | 212 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 917 | 917 | Direct | |
| 778 | 778 | Direct | |
| 254 | 254 | Direct | |
| 212 | 212 | Direct |
Footnotes
- Each Restricted Stock Unit represents a contingent right to receive one share of Brown-Forman Class B common stock.
- The Restricted Stock Units were granted on July 22, 2010, and vest April 30, 2014.
- The Restricted Stock Units were granted on July 28, 2011, and vest April 30, 2015.
- The Restricted Stock Units were granted on July 26, 2012, and vest April 30, 2016.
- The Restricted Stock Units were granted on July 25, 2013, and vest April 30, 2017.
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