Filing Details
- Accession Number:
- 0001088825-13-000098
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-04 19:48:13
- Reporting Period:
- 2013-09-03
- Filing Date:
- 2013-09-04
- Accepted Time:
- 2013-09-04 19:48:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1088825 | Tivo Inc | TIVO | Cable & Other Pay Television Services (4841) | 770463167 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1350928 | L Jeffrey Klugman | 2160 Gold Street Alviso CA 95002 | Evp Product & Revenue | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-09-03 | 425 | $7.24 | 195,676 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-03 | 425 | $11.97 | 195,251 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-09-03 | 2,421 | $7.49 | 197,672 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-03 | 2,421 | $11.97 | 195,251 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-09-03 | 760 | $7.49 | 196,011 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-03 | 760 | $11.97 | 195,251 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-09-03 | 5,247 | $8.94 | 200,498 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-03 | 5,247 | $11.97 | 195,251 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-09-03 | 735 | $8.94 | 195,986 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-03 | 735 | $11.97 | 195,251 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-09-03 | 2,602 | $6.18 | 197,853 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-03 | 2,602 | $11.97 | 195,251 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-09-03 | 1,157 | $6.18 | 196,408 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-03 | 1,157 | $11.97 | 195,251 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-09-03 | 558 | $7.24 | 195,809 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-03 | 558 | $11.97 | 195,251 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-09-03 | 34 | $6.06 | 195,285 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-03 | 34 | $11.97 | 195,251 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
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| No | 4 | S | Direct | |
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| No | 4 | M | Direct | |
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Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2013-09-03 | 34 | $6.06 | 34 | $6.06 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2013-09-03 | 1,157 | $6.18 | 1,157 | $6.18 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2013-09-03 | 558 | $7.24 | 558 | $7.24 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2013-09-03 | 760 | $7.49 | 760 | $7.49 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2013-09-03 | 735 | $8.94 | 735 | $8.94 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-09-03 | 2,602 | $6.18 | 2,602 | $6.18 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-09-03 | 425 | $7.24 | 425 | $7.24 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-09-03 | 2,421 | $7.49 | 2,421 | $7.49 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-09-03 | 5,247 | $8.94 | 5,247 | $8.94 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 303 | 2005-05-22 | 2015-04-22 | No | 4 | M | Direct |
| 10,412 | 2007-04-21 | 2017-03-21 | No | 4 | M | Direct |
| 5,026 | 2006-04-29 | 2016-03-29 | No | 4 | M | Direct |
| 22,263 | 2010-07-23 | 2017-06-22 | No | 4 | M | Direct |
| 6,612 | 2008-04-26 | 2018-03-26 | No | 4 | M | Direct |
| 23,414 | 2007-04-21 | 2017-03-21 | No | 4 | M | Direct |
| 3,820 | 2006-04-29 | 2016-03-29 | No | 4 | M | Direct |
| 22,615 | 2010-07-23 | 2017-06-22 | No | 4 | M | Direct |
| 47,221 | 2008-04-26 | 2018-03-26 | No | 4 | M | Direct |
Footnotes
- This was an automatic disposition of shares pursuant to a 10b5-1 plan, as defined under the Securities Exchange Act of 1934, as amended.
Billionaire Hedge Funds
