Filing Details
- Accession Number:
- 0001185185-13-001972
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-04 19:01:08
- Reporting Period:
- 2013-09-03
- Filing Date:
- 2013-09-04
- Accepted Time:
- 2013-09-04 19:01:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1171012 | Uni-Pixel | UNXL | Electronic Components, Nec (3679) | 752926437 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1262684 | J Anthony Levecchio | 8708 Technology Forest Pl., Ste 100 The Woodlands TX 77381 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-09-03 | 6,000 | $6.00 | 19,400 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-09-03 | 6,000 | $20.00 | 13,400 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Stock Options | Disposition | 2013-09-03 | 6,000 | $0.00 | 6,000 | $6.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
14,000 | 2012-03-09 | 2022-03-09 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Shares | Stock Options | $7.50 | 2011-05-09 | 2021-05-09 | 6,667 | 6,667 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2021-05-09 | 6,667 | 6,667 | Direct |
Footnotes
- The sales represented in this Form 4 were effected pursuant to a Rule 10b5-1 sales plan adopted by the reporting person on June 14, 2013.