Filing Details
- Accession Number:
- 0001181431-13-047655
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-04 18:53:00
- Reporting Period:
- 2013-09-03
- Filing Date:
- 2013-09-04
- Accepted Time:
- 2013-09-04 18:53:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1439288 | Rexnord Corp | RXN | General Industrial Machinery & Equipment (3560) | 205197013 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1524851 | R. Praveen Jeyarajah | 4701 West Greenfield Avenue Milwaukee WI 53214 | Evp - Corp. & Bus. Development | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-09-03 | 20,635 | $4.79 | 161,061 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-03 | 20,635 | $19.07 | 140,426 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-09-04 | 6,865 | $4.79 | 147,291 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-04 | 6,865 | $19.14 | 140,426 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-09-03 | 20,635 | $0.00 | 20,635 | $4.79 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-09-04 | 6,865 | $0.00 | 6,865 | $4.79 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 101,256 | 2017-04-19 | No | 4 | M | Direct | |
| 94,391 | 2017-04-19 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $4.81 | 2019-10-29 | 544,243 | 544,243 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $22.03 | 2012-05-11 | 2022-05-11 | 60,000 | 60,000 | Direct |
| Common Stock | Stock Option (Right to Buy) | $19.00 | 2013-05-23 | 2023-05-23 | 40,000 | 40,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2019-10-29 | 544,243 | 544,243 | Direct |
| 2022-05-11 | 60,000 | 60,000 | Direct |
| 2023-05-23 | 40,000 | 40,000 | Direct |
Footnotes
- The option was exercised and the underlying shares were sold pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person.
- This transaction was executed in multiple trades at prices ranging from $18.84 to $19.63. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
- This transaction was executed in multiple trades at prices ranging from $19.00 to $19.28. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
- Option fully vested.
- One half of the original option vests three years from the date listed above and the other half vests five years from the date listed above.
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