Filing Details
- Accession Number:
- 0001170316-13-000015
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-04 18:08:35
- Reporting Period:
- 2013-09-03
- Filing Date:
- 2013-09-04
- Accepted Time:
- 2013-09-04 18:08:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
819050 | Vical Inc | VICL | Biological Products, (No Disgnostic Substances) (2836) | 930948554 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1170316 | R James Singer | Po Box 7020 Portland ME 04112 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-09-03 | 250,000 | $1.26 | 9,786,000 | No | 4 | S | Indirect | By CDEF LLC |
Common Stock | Disposition | 2013-09-04 | 216,000 | $1.22 | 9,570,000 | No | 4 | S | Indirect | By CDEF LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By CDEF LLC |
No | 4 | S | Indirect | By CDEF LLC |
Footnotes
- James R. Singer is the sole member of CDEF LLC, a Maine Limited Liability Company. He has voting and investment control over all securities owned by CDEF LLC.