Filing Details

Accession Number:
0000807249-13-000235
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-04 17:06:25
Reporting Period:
2013-09-04
Filing Date:
2013-09-04
Accepted Time:
2013-09-04 17:06:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1060349 Gamco Investors Inc. Et Al GBL Security Brokers, Dealers & Flotation Companies (6211) 134007862
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1406326 Kieran Caterina One Corporate Center
Rye NY 10580
Co-Chief Accounting Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2013-09-04 995 $65.00 6,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct