Filing Details
- Accession Number:
- 0001209191-13-042920
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-04 16:10:54
- Reporting Period:
- 2013-08-30
- Filing Date:
- 2013-09-04
- Accepted Time:
- 2013-09-04 16:10:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1383871 | Lifelock Inc. | LOCK | Services-Computer Processing & Data Preparation (7374) | 562508977 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1321419 | G Chris Power | 60 East Rio Salado Parkway, Suite 400 Tempe AZ 85281 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-08-30 | 4,000 | $3.79 | 4,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-08-30 | 3,000 | $12.49 | 1,000 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-08-30 | 1,000 | $12.64 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-08-30 | 4,000 | $0.00 | 4,000 | $3.79 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
76,000 | 2021-02-10 | No | 4 | M | Direct |
Footnotes
- The shares were sold pursuant to a 10b5-1 sales plan.
- 100% of the total number of shares underlying this option vested upon the closing of the Issuer's intial public offering.