Filing Details

Accession Number:
0001179110-13-013779
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-04 15:35:45
Reporting Period:
2013-08-30
Filing Date:
2013-09-04
Accepted Time:
2013-09-04 15:35:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
884269 Alpha Pro Tech Ltd APT Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) 631030494
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1258162 John Ritota 60 Centurian Drive Suite # 112
Markham A6 L3R 9R2
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-08-30 15,000 $1.23 50,850 No 4 M Direct
Common Stock Disposition 2013-08-30 15,000 $1.55 35,850 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock options Disposition 2013-08-30 5,000 $0.00 5,000 $1.23
Common Stock options Disposition 2013-08-30 5,000 $0.00 5,000 $1.23
Common Stock options Disposition 2013-08-30 5,000 $0.00 5,000 $1.23
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
55,000 2009-09-10 2013-09-10 No 4 M Direct
50,000 2010-09-10 2013-09-10 No 4 M Direct
45,000 2011-09-10 2013-09-10 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 19,400 Indirect by spouse, Dr.Ritota disclaims beneficial ownership
Common Stock 5,000 Indirect by daughter, Dr. Ritota disclaims beneficial ownership
Footnotes
  1. this total reflects an additional 15,850 shares of common stock beneficially owned by the reporting person that have previously been inadvertently omitted from the reporting person's Section 16 filing. These shares will be included in the reporting person's beneficial ownership reporting calculation on a going forward basis.
  2. This total also reflects the expiration and disposition of 15,000 stock options granted to the reporting person on August 29,2007 with an exercise price of $1.50, which expired on August 29, 2012 (the&"Expired Options"). The reporting person did not receive any value in connection with the expiration of the Expired Options; therefore, the resulting disposition of the Expired Options was exempt from Section 16(b) by virtue of Rule 16b-6(d) and further from the reporting requirements of Section 16(a) by virtue of Rule 16a-4(d), both rules promulgated by the Securities and Exchange Commission pursuant to the Securities Exchange Act of 1934, as amended.