Filing Details
- Accession Number:
- 0001181431-13-047505
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-04 13:45:53
- Reporting Period:
- 2013-08-29
- Filing Date:
- 2013-09-04
- Accepted Time:
- 2013-09-04 13:45:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1340127 | Carbonite Inc | CARB | Services-Computer Processing & Data Preparation (7374) | 331111329 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1325065 | P L X Ventures Menlo | 3000 Sand Hill Road, Bldg. 4, Suite 100 Menlo Park CA 94025 | No | No | Yes | No | |
1346306 | Menlo Entrepreneurs Fund X Lp | 3000 Sand Hill Road, Bldg. 4, Suite 100 Menlo Park CA 94025 | No | No | Yes | No | |
1346569 | Mmef X Lp | 3000 Sand Hill Road, Bldg. 4, Suite 100 Menlo Park CA 94025 | No | No | Yes | No | |
1491768 | Mv Management X, L.l.c. | 3000 Sand Hill Road, Bldg. 4, Suite 100 Menlo Park CA 94025 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-08-29 | 487,328 | $14.25 | 6,162,938 | No | 4 | S | Indirect | By Menlo Ventures X, L.P. |
Common Stock | Disposition | 2013-08-29 | 4,143 | $14.25 | 52,385 | No | 4 | S | Indirect | By Menlo Entrepreneurs Fund X, L.P. |
Common Stock | Disposition | 2013-08-29 | 8,529 | $14.25 | 107,855 | No | 4 | S | Indirect | By MMEF X, L.P. |
Common Stock | Disposition | 2013-08-29 | 1,461,988 | $0.00 | 4,700,950 | No | 4 | J | Indirect | By Menlo Ventures X, L.P. |
Common Stock | Disposition | 2013-08-29 | 12,427 | $0.00 | 39,958 | No | 4 | J | Indirect | By Menlo Entrepreneurs Fund X, L.P. |
Common Stock | Disposition | 2013-08-29 | 25,585 | $0.00 | 82,270 | No | 4 | J | Indirect | By MMEF X, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Menlo Ventures X, L.P. |
No | 4 | S | Indirect | By Menlo Entrepreneurs Fund X, L.P. |
No | 4 | S | Indirect | By MMEF X, L.P. |
No | 4 | J | Indirect | By Menlo Ventures X, L.P. |
No | 4 | J | Indirect | By Menlo Entrepreneurs Fund X, L.P. |
No | 4 | J | Indirect | By MMEF X, L.P. |
Footnotes
- Explanation of code (J): Pro rata in kind distribution without consideration by Menlo Ventures X, L.P., Menlo Entrepreneurs Fund X, L.P. and MMEF X, L.P. to all their partners, including MV Management X, L.L.C., which in turn distributed pro rata in kind without consideration the 15,000 shares it received to its members, which include Pravin A. Vazirani, a managing member of MV Management X, L.L.C and a director of the Issuer. Mr. Vazirani is reporting on a separate form and is not part of this joint filing.
- These shares are owned directly by Menlo Ventures X, L.P. ("Menlo X"), of which MV Management X, L.L.C. ("MVM-X") is the sole general partner and exercises voting and investment power over these shares. The managing members of MVM-X are Shawn T. Carolan, H.D. Montgomery, Douglas C. Carlisle, John W. Jarve, Sonja H. Perkins, Mark A. Siegel, and Pravin A. Vazirani. The reporting person and its managing members disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.(Continued in footnote 3)
- Pravin A. Vazirani is a director of Issuer. Menlo X, Menlo Entrepreneurs Fund X, L.P. and MMEF X, L.P. may be deemed to be a member of a Section 13(d) "group." Menlo Entrepreneurs Fund X, L.P. and MMEF X, L.P. disclose the existence of such group and disclaim beneficial ownership of any shares held by Menlo X.
- These shares are owned directly by Menlo Entrepreneurs Fund X, L.P., of which MVM-X is the sole general partner and exercises voting and investment power over these shares. The managing members of MVM-X are Shawn T. Carolan, H.D. Montgomery, Douglas C. Carlisle, John W. Jarve, Sonja H. Perkins, Mark A. Siegel, and Pravin A. Vazirani. The reporting person and its managing members disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Pravin A. Vazirani is a director of Issuer. Menlo X, Menlo Entrepreneurs Fund X, L.P. and MMEF X, L.P. may be deemed to be a member of a Section 13(d) "group." Menlo X and MMEF X, L.P. disclose the existence of such group and disclaim beneficial ownership of any shares held by Menlo Entrepreneurs Fund X, L.P.
- Theses shares are owned directly by MMEF X, L.P., of which MVM-X is the sole general partner and exercises voting and investment power over these shares. The managing members of MVM-X are Shawn T. Carolan, H.D. Montgomery, Douglas C. Carlisle, John W. Jarve, Sonja H. Perkins, Mark A. Siegel, and Pravin A. Vazirani. The reporting person and its managing members disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Pravin A. Vazirani is a director of Issuer. Menlo X, Menlo Entrepreneurs Fund X, L.P. and MMEF X, L.P. may be deemed to be a member of a Section 13(d) "group." Menlo X and Menlo Entrepreneurs Fund X, L.P. disclose the existence of such group and disclaim beneficial ownership of any shares held by MMEF X, L.P.