Filing Details

Accession Number:
0001181431-13-047463
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-04 11:15:07
Reporting Period:
2013-09-03
Filing Date:
2013-09-04
Accepted Time:
2013-09-04 11:15:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
798941 First Citizens Bancshares Inc FCNCA State Commercial Banks (6022) 561528994
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
923507 B Frank Holding Post Office Box 1377
Smithfield NC 27577
Executive Vice Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2013-09-03 200 $203.43 175,127 No 4 S Indirect By Southern BancShares(N.C.), Inc. and subsidiary
Class A Common Stock Disposition 2013-09-03 25 $203.54 175,102 No 4 S Indirect By Southern BancShares(N.C.), Inc. and subsidiary
Class A Common Stock Disposition 2013-09-03 275 $203.47 174,827 No 4 S Indirect By Southern BancShares(N.C.), Inc. and subsidiary
Class A Common Stock Disposition 2013-09-03 1,000 $203.00 173,827 No 4 S Indirect By Southern BancShares(N.C.), Inc. and subsidiary
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Southern BancShares(N.C.), Inc. and subsidiary
No 4 S Indirect By Southern BancShares(N.C.), Inc. and subsidiary
No 4 S Indirect By Southern BancShares(N.C.), Inc. and subsidiary
No 4 S Indirect By Southern BancShares(N.C.), Inc. and subsidiary
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 635,990 Direct
Class A Common Stock 146,563 Indirect By spouse
Class A Common Stock 537,911 Indirect By EAH 2012 GRAT
Class A Common Stock 167,600 Indirect By First Citizens Bancorporation, Inc.
Class A Common Stock 100,000 Indirect By Fidelity BancShares, Inc.
Class A Common Stock 8,214 Indirect By Twin States Farming, Inc.
Class A Common Stock 627 Indirect By E&F Properties, Inc.
Class A Common Stock 1,675 Indirect By Holding Properties, LLC
Class B Common Stock 321 Direct
Class B Common Stock 666 Indirect By spouse
Class B Common Stock 45,900 Indirect By First Citizens Bancorporation, Inc.
Class B Common Stock 22,619 Indirect By Southern BancShares (N.C.), Inc.
Class B Common Stock 1,355 Indirect By Twin States Farming, Inc.
Class B Common Stock 200 Indirect By E&F Properties, Inc.
Class B Common Stock 2,156 Indirect By Holding Properties, Inc.
Footnotes
  1. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
  2. The reporting person is a director, officer and/or shareholder of the companies that own these shares, but he disclaims beneficial ownership of the listed shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.