Filing Details
- Accession Number:
- 0001065407-13-000306
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-04 09:58:17
- Reporting Period:
- 2013-09-03
- Filing Date:
- 2013-09-04
- Accepted Time:
- 2013-09-04 09:58:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1391933 | Quaint Oak Bancorp Inc | QNTO | Savings Institutions, Not Federally Chartered (6036) | 352293957 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1403483 | T Robert Strong | C/O Quaint Oak Bancorp, Inc. 607 Lakeside Drive Southampton PA 18966 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-09-03 | 500 | $16.15 | 10,621 | No | 4 | P | Indirect | By IRA |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By IRA |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 43,886 | Direct | |
| Common Stock | 11,811 | Indirect | By ESOP |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | $16.20 | 2023-05-08 | 15,000 | 15,000 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $10.00 | 2018-05-14 | 34,715 | 34,715 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2023-05-08 | 15,000 | 15,000 | Direct |
| 2018-05-14 | 34,715 | 34,715 | Direct |
Footnotes
- Includes 5,000 shares granted pursuant to the 2013 Stock Incentive Plan that vest ratably over five years at 20% per year commencing on May 8, 2014 and 36,108 shares held jointly with the reporting person's spouse.
- The options vest ratably over five years at 20% per year commencing on May 8, 2014.
- The options are vesting at a rate of 20% per year beginning on May 14, 2009.
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