Filing Details
- Accession Number:
- 0001181431-13-047395
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-03 20:43:11
- Reporting Period:
- 2013-08-29
- Filing Date:
- 2013-09-03
- Accepted Time:
- 2013-09-03 20:43:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1340127 | Carbonite Inc | CARB | Services-Computer Processing & Data Preparation (7374) | 331111329 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1376064 | A Pravin Vazirani | 3000 Sand Hill Road, Bldg. 4, Suite 100 Menlo Park CA 94025 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-08-29 | 487,328 | $14.25 | 6,162,938 | No | 4 | S | Indirect | By Menlo Ventures X, L.P. |
Common Stock | Disposition | 2013-08-29 | 4,143 | $14.25 | 52,385 | No | 4 | S | Indirect | By Menlo Entrepreneurs Fund X, L.P. |
Common Stock | Disposition | 2013-08-29 | 8,529 | $14.25 | 107,855 | No | 4 | S | Indirect | By MMEF X, L.P. |
Common Stock | Disposition | 2013-08-29 | 1,461,988 | $0.00 | 4,700,950 | No | 4 | J | Indirect | By Menlo Ventures X, L.P. |
Common Stock | Disposition | 2013-08-29 | 12,427 | $0.00 | 39,958 | No | 4 | J | Indirect | By Menlo Entrepreneurs Fund X, L.P. |
Common Stock | Disposition | 2013-08-29 | 25,585 | $0.00 | 82,270 | No | 4 | J | Indirect | By MMEF X, L.P. |
Common Stock | Acquisiton | 2013-08-29 | 502 | $0.00 | 502 | No | 4 | J | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Menlo Ventures X, L.P. |
No | 4 | S | Indirect | By Menlo Entrepreneurs Fund X, L.P. |
No | 4 | S | Indirect | By MMEF X, L.P. |
No | 4 | J | Indirect | By Menlo Ventures X, L.P. |
No | 4 | J | Indirect | By Menlo Entrepreneurs Fund X, L.P. |
No | 4 | J | Indirect | By MMEF X, L.P. |
No | 4 | J | Direct |
Footnotes
- Explanation of code (J): Pro rata in kind distribution without consideration by Menlo Ventures X, L.P., Menlo Entrepreneurs Fund X, L.P. and MMEF X, L.P. to all their partners, including MV Management X, L.L.C., which in turn distributed pro rata in kind without consideration the 15,000 shares it received to its members, which include Pravin A. Vazirani, a managing member of MV Management X, L.L.C and a director of the Issuer.
- These shares are owned directly by Menlo Ventures X, L.P. ("Menlo X"), whose sole general partner is MV Management X, L.L.C. ("MVM-X") of which Pravin A. Vazirani is a managing member and shares voting and investment power over the shares held by Menlo X. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
- These shares are owned directly by Menlo Entrepreneurs Fund X, L.P., whose sole general partner is MVM-X of which Pravin A. Vazirani is a managing member and shares voting and investment power over the shares held by Menlo Entrepreneurs Fund X, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
- These shares are owned directly by MMEF X, L.P., whose sole general partner is MVM-X of which Pravin A. Vazirani is a managing member and shares voting and investment power over the shares held by MMEF X, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.