Filing Details
- Accession Number:
- 0001156375-13-000114
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-03 17:11:29
- Reporting Period:
- 2013-08-29
- Filing Date:
- 2013-09-03
- Accepted Time:
- 2013-09-03 17:11:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1156375 | Cme Group Inc. | CME | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 364459170 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1484985 | V. James Pieper | 20 S. Wacker Drive Chicago IL 60606 | Md & Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Class A | Acquisiton | 2013-08-29 | 465 | $62.83 | 7,756 | No | 4 | M | Direct | |
| Common Stock Class A | Disposition | 2013-08-29 | 465 | $70.33 | 7,291 | No | 4 | S | Direct | |
| Common Stock Class A | Acquisiton | 2013-08-29 | 100 | $25.40 | 7,391 | No | 4 | M | Direct | |
| Common Stock Class A | Disposition | 2013-08-29 | 100 | $70.33 | 7,291 | No | 4 | S | Direct | |
| Common Stock Class A | Acquisiton | 2013-08-29 | 875 | $50.39 | 8,166 | No | 4 | M | Direct | |
| Common Stock Class A | Disposition | 2013-08-29 | 875 | $70.33 | 7,291 | No | 4 | S | Direct | |
| Common Stock Class A | Acquisiton | 2013-08-29 | 1,395 | $56.87 | 8,686 | No | 4 | M | Direct | |
| Common Stock Class A | Disposition | 2013-08-29 | 1,395 | $70.33 | 7,291 | No | 4 | S | Direct | |
| Common Stock Class A | Acquisiton | 2013-08-29 | 1,000 | $54.37 | 8,291 | No | 4 | M | Direct | |
| Common Stock Class A | Disposition | 2013-08-29 | 1,000 | $70.33 | 7,291 | No | 4 | S | Direct | |
| Common Stock Class A | Acquisiton | 2013-08-29 | 2,220 | $54.30 | 9,511 | No | 4 | M | Direct | |
| Common Stock Class A | Disposition | 2013-08-29 | 2,220 | $70.33 | 7,291 | No | 4 | S | Direct | |
| Common Stock Class A | Disposition | 2013-08-29 | 2,469 | $70.33 | 4,822 | No | 4 | S | Direct | |
| Common Stock Class A | Disposition | 2013-08-29 | 60 | $70.33 | 4,762 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock Class A | Non-Qualified Stock Option (right to buy) | Disposition | 2013-08-29 | 100 | $0.00 | 100 | $25.40 |
| Common Stock Class A | Non-Qualified Stock Option (right to buy) | Disposition | 2013-08-29 | 875 | $0.00 | 875 | $50.39 |
| Common Stock Class A | Non-Qualified Stock Option (right to buy) | Disposition | 2013-08-29 | 2,220 | $0.00 | 2,220 | $54.30 |
| Common Stock Class A | Non-Qualified Stock Option (right to buy) | Disposition | 2013-08-29 | 1,000 | $0.00 | 1,000 | $54.37 |
| Common Stock Class A | Non-Qualified Stock Option (right to buy) | Disposition | 2013-08-29 | 1,395 | $0.00 | 1,395 | $56.87 |
| Common Stock Class A | Non-Qualified Stock Option (right to buy) | Disposition | 2013-08-29 | 465 | $0.00 | 465 | $62.83 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-06-14 | 2014-06-14 | No | 4 | M | Direct |
| 0 | 2010-06-15 | 2015-06-15 | No | 4 | M | Direct |
| 2,220 | 2012-09-15 | 2020-09-15 | No | 4 | M | Direct |
| 3,000 | 2012-09-15 | 2021-09-15 | No | 4 | M | Direct |
| 465 | 2012-09-15 | 2019-09-15 | No | 4 | M | Direct |
| 155 | 2013-03-15 | 2020-03-15 | No | 4 | M | Direct |
Footnotes
- This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.
- As of 6/14/2009, this option vested with respect to 100% of the granted number of shares covered by the option.
- As of 6/15/2010, this option vested with respect to 100% of the granted number of shares covered by the option.
- These options were granted on September 15, 2010. They vest over a four-year period, with 25% vesting one year after the grant date and 25% vesting on that same date in each of the following three years, subject to acceleration or termination in certain circumstances.
- These options were granted on September 15, 2011. They vest over a four-year period, with 25% vesting one year after the grant date and 25% vesting on that same date in each of the following three years, subject to acceleration or termination in certain circumstances.
- These options were granted on September 15, 2009. They vest over a four-year period, with 25% vesting one year after the grant date and 25% vesting on that same date in each of the following three years, subject to acceleration or termination in certain circumstances.
- These options were granted on March 15, 2010. They vest over a four-year period, with 25% vesting one year after the grant date and 25% vesting on that same date in each of the following three years, subject to acceleration or termination in certain circumstances.
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