Filing Details

Accession Number:
0001104659-13-067742
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-03 16:11:55
Reporting Period:
2013-08-30
Filing Date:
2013-09-03
Accepted Time:
2013-09-03 16:11:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1440024 Roadrunner Transportation Systems Inc. RRTS Arrangement Of Transportation Of Freight & Cargo (4731) 202454942
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1164105 Thayer Equity Investors V Lp 1730 Pennsylvania Avenue
Suite 525
Washington DC 20006
No No Yes No
1417092 Hci Equity Partners Iii, L.p. 1730 Pennsylvania Avenue
Suite 525
Washington DC 20006
No No Yes No
1435877 Hci Co-Investors Iii, L.p. 1730 Pennsylvania Avenue
Suite 525
Washington DC 20006
No No Yes No
1446265 Tc Co-Investors V, Llc 1730 Pennsylvania Avenue
Suite 525
Washington DC 20006
No No Yes No
1446268 Tc Roadrunner-Dawes Holdings, L.l.c. 1730 Pennsylvania Avenue
Suite 525
Washington DC 20006
No No Yes No
1446269 Tc Sargent Holdings, L.l.c. 1730 Pennsylvania Avenue
Suite 525
Washington DC 20006
No No Yes No
1519430 Hci Equity Partners, L.l.c. 1730 Pennsylvania Avenue
Suite 525
Washington DC 20006
No No Yes No
1519431 Hci Equity Management, L.p. 1730 Pennsylvania Avenue
Suite 525
Washington DC 20006
No No Yes No
1519438 Hci Management Iii, L.p. 1730 Pennsylvania Avenue
Suite 525
Washington DC 20006
No No Yes No
1519734 Hc Equity Partners V, L.l.c. 1730 Pennsylvania Avenue
Suite 525
Washington DC 20006
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-08-30 645,000 $25.58 9,801,625 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. Represents 526,635 shares sold by Thayer Equity Investors V, L.P. ("Thayer"); 1,103 shares sold by TC Roadrunner-Dawes Holdings, L.L.C. ("TC Roadrunner"); 1,107 shares sold by TC Sargent Holdings, L.L.C. ("TC Sargent"); 114,495 shares sold by HCI Equity Partners III, L.P. (f/k/a Thayer | Hidden Creek Partners II, L.P. ) ("Partners III"); and 1,660 shares sold by HCI Co-Investors III, L.P. (f/k/a THC Co-Investors II, L.P.) ("Co-Investors III"). HC Equity Partners V, L.L.C. ("HC Equity") is the general partner of Thayer; HCI Equity Management, L.P. ("HCI") is the sole manager of TC Co-Investors V, L.L.C. ("Co-Investors"), the managing member of TC Sargent and TC Roadrunner; HCI Management III, L.P. ("HCI Management III") is the general partner of Partners III and Co-Investors III. HCI Equity Partners, L.L.C. ("HCI Equity Partners") is the managing member/general partner of HC Equity, HCI and HCI Management III.
  2. Represents 8,002,905 shares held by Thayer; 16,766 shares held by TC Roadrunner; 16,825 shares held by TC Sargent; 1,739,906 shares held by Partners III; and 25,223 shares held by Co-Investors III.
  3. HC Equity, HCI, Co-Investors, HCI Management III and HCI Equity Partners may be deemed to be beneficial owners of the shares reported in Table I. Each of HC Equity, HCI, Co-Investors, HCI Management III, and HCI Equity Partners expressly disclaims beneficial ownership of the shares reported in Table I except to the extent of any pecuniary interest therein. The filing of this form should not be deemed an admission that HC Equity, HCI, Co-Investors, HCI Management III or HCI Equity Partners is, for Section 16 purposes or otherwise, the beneficial owner of such shares.