Filing Details
- Accession Number:
- 0001140361-13-034768
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-03 12:16:08
- Reporting Period:
- 2013-08-29
- Filing Date:
- 2013-09-03
- Accepted Time:
- 2013-09-03 12:16:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 884940 | Stein Mart Inc | SMRT | Retail-Family Clothing Stores (5651) | 640466198 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1181881 | Linda Mcfarland Farthing | C/O Stein Mart, Inc. 1200 Riverplace Boulevard Jacksonville FL 32207 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-08-29 | 12,546 | $6.80 | 58,954 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-29 | 12,546 | $12.59 | 46,408 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Director Stock Option | Disposition | 2013-08-29 | 12,546 | $0.00 | 12,546 | $6.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 170,000 | 2007-08-27 | 2014-08-27 | No | 4 | M | Direct |
Footnotes
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.47 to $12.64, inclusive. The reporting person undertakes to provide to Stein Mart, Inc., any security holder of Stein Mart, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
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